Quote:
Originally Posted by D
Regardless of how you interpret Lars' actions...
I'm not aware of any "local state laws" that deal with stock trades.
I'm pretty sure this is in the sole jurisdiction of the FTC.
So, unless I'm mistaken, that kinda shows right off that you really have no idea of what you speak, ya know...
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actually asshole you have no idea what you are talking about as the FTC which is the federal trade commission doesn't deal with issues like this. What you are probably thinking of is the SEC which is the Securities Trading Commission.
and yes each state also monitor's securities regulation which is why investment advisors have to take state exams as well as the federal exams.
OWNED
